MetLife Announces Fourth Quarter and Full Year 2015 Results
Fourth Quarter Results
Fourth quarter 2015 operating earnings included the following items:
-
variable investment income below the company’s 2015 quarterly plan
range by
\\$137 million , or\\$0.12 per share, after tax and the impact of deferred acquisition costs (DAC) -
unfavorable catastrophe experience, partially offset by favorable
prior year development, which in total decreased operating earnings by
\\$9 million , or\\$0.01 per share, after tax -
a one-time tax item in
Argentina , which increased operating earnings by\\$31 million , or\\$0.03 per share, after tax
MetLife’s operating return on equity (ROE), excluding accumulated other comprehensive income (AOCI) other than foreign currency translation adjustments (FCTA)*, was 9.7 percent for the fourth quarter of 2015, and the company’s tangible operating ROE* was 11.9 percent.
On a GAAP basis,
The fourth quarter variance between operating earnings and net income
reflects an unfavorable impact of
Premiums, fees & other revenues* were
Book value, excluding AOCI other than FCTA*, was
Full Year Results
For the full year 2015,
Operating earnings in the
MetLife’s ROE, excluding AOCI other than FCTA, was 9.7 percent for full
year 2015, and the company’s tangible operating ROE was 11.9 percent.
Adjusting for total notable items, including the previously announced
third quarter
“Operating earnings per share in the fourth quarter were down from the prior year as a result of lower variable investment income, which can be volatile, as well as a strong U.S. dollar,” said
Steven A. Kandarian,
chairman, president and chief executive officer,
FOURTH QUARTER & FULL YEAR 2015 SUMMARY |
||||||||||||||||||||||
(\\$ in millions, except per share data) | Three months ended Dec. 31 | Year ended Dec. 31 | ||||||||||||||||||||
2015 | 2014 | Change | 2015 | 2014 | Change | |||||||||||||||||
Premiums, fees & other revenues | \\$ | 12,338 | \\$ | 13,134 | (6)% | \\$ | 49,681 | \\$ | 50,596 | (2)% | ||||||||||||
Total operating revenues | \\$ | 17,111 | \\$ | 18,245 | (6)% | \\$ | 69,470 | \\$ | 71,080 | (2)% | ||||||||||||
Operating earnings | \\$ | 1,376 | \\$ | 1,583 | (13)% | \\$ | 5,484 | \\$ | 6,560 | (16)% | ||||||||||||
Operating earnings per share | \\$ | 1.23 | \\$ | 1.38 | (11)% | \\$ | 4.86 | \\$ | 5.74 | (15)% | ||||||||||||
Net income | \\$ | 785 | \\$ | 1,490 | (47)% | \\$ | 5,152 | \\$ | 6,187 | (17)% | ||||||||||||
Net income per share | \\$ | 0.70 | \\$ | 1.30 | (46)% | \\$ | 4.57 | \\$ | 5.42 | (16)% | ||||||||||||
Book value per share, excluding AOCI other than FCTA | \\$ | 51.15 | \\$ | 49.53 | 3% | |||||||||||||||||
Book value per share – tangible common stockholders’ equity | \\$ | 42.22 | \\$ | 40.36 | 5% | |||||||||||||||||
Book value per share | \\$ | 60.00 | \\$ | 61.85 | (3)% |
*Information regarding the non-GAAP and other financial measures included in this news release and the reconciliation of the non-GAAP financial measures to GAAP measures is provided in the Non-GAAP and Other Financial Disclosures discussion below, as well as in the tables that accompany this news release and/or the Fourth Quarter 2015 Financial Supplement (which is available on the MetLife Investor Relations Web page at www.metlife.com).
BUSINESS DISCUSSIONS
All comparisons of the results for the fourth quarter of 2015 in the business discussions that follow are with the fourth quarter of 2014, unless otherwise noted.
THE
Total operating earnings for the
Retail
Operating earnings for Retail were
Group, Voluntary & Worksite Benefits
Operating earnings for Group, Voluntary & Worksite Benefits were
Corporate Benefit Funding
Operating earnings for Corporate Benefit Funding were
Operating earnings for
Operating earnings for
EMEA
Operating earnings for EMEA were
INVESTMENTS
Net investment income was
Higher interest rates drove derivative net losses of
CORPORATE & OTHER
Corporate & Other had an operating loss of
Conference Call
The conference call will be available for replay via telephone and the
Internet beginning at
A brief video of CFO
John Hele discussing fourth quarter and full year 2015 results can be viewed shortly after the issuance of this news release at www.metlife.com/earningsvideo.
About
Non-GAAP and Other Financial Disclosures
Any references in this news release (except in this section and the tables that accompany this release) to: |
should be read as, respectively: | ||||||||
(i) | net income (loss); | (i) | net income (loss) available to MetLife, Inc.’s common shareholders; | ||||||
(ii) | net income (loss) per share; | (ii) | net income (loss) available to MetLife, Inc.’s common shareholders per diluted common share; | ||||||
(iii) | operating earnings; | (iii) | operating earnings available to common shareholders; | ||||||
(iv) | operating earnings per share; | (iv) | operating earnings available to common shareholders per diluted common share; | ||||||
(v) | book value per share; | (v) | book value per common share; | ||||||
(vi) | book value per share, excluding accumulated other comprehensive income (loss) (AOCI) other than foreign currency translation adjustments (FCTA); | (vi) | book value per common share, excluding AOCI other than FCTA; | ||||||
(vii) | book value per share-tangible common stockholders’ equity; | (vii) | book value per common share-tangible common stockholders’ equity; | ||||||
(viii) | premiums, fees and other revenues; | (viii) | premiums, fees and other revenues (operating); | ||||||
(ix) | operating return on equity, excluding AOCI other than FCTA; and | (ix) | operating return on MetLife, Inc.’s common stockholders’ equity, excluding AOCI other than FCTA; and | ||||||
(x) | tangible operating return on equity. | (x) | operating return on MetLife, Inc.’s tangible common stockholders’ equity. | ||||||
In this news release,
Non-GAAP financial measures: |
Comparable GAAP financial measures: |
||||||||
(i) | operating revenues; | (i) | GAAP revenues; | ||||||
(ii) | operating expenses; | (ii) | GAAP expenses; | ||||||
(iii) | operating earnings; | (iii) | income (loss) from continuing operations, net of income tax; | ||||||
(iv) | operating earnings available to common shareholders; | (iv) | net income (loss) available to MetLife, Inc.’s common shareholders; | ||||||
(v) | operating earnings available to common shareholders, adjusted for total notable items; | (v) | net income (loss) available to MetLife, Inc.’s common shareholders; | ||||||
(vi) |
operating earnings available to common shareholders per diluted common share; |
(vi) |
net income (loss) available to MetLife, Inc.’s common shareholders per diluted common share; |
||||||
(vii) | investment portfolio gains (losses); | (vii) | net investment gains (losses); | ||||||
(viii) | derivative gains (losses); | (viii) | net derivative gains (losses); | ||||||
(ix) | MetLife, Inc.’s tangible common stockholders’ equity; | (ix) | MetLife, Inc.’s stockholders’ equity; | ||||||
(x) | MetLife, Inc.’s tangible common stockholders’ equity, adjusted for total notable items; | (x) | MetLife, Inc.’s stockholders’ equity; | ||||||
(xi) | MetLife, Inc.’s common stockholders’ equity, excluding AOCI other than FCTA; | (xi) | MetLife, Inc.’s stockholders’ equity; | ||||||
(xii) | MetLife, Inc.’s common stockholders’ equity, excluding AOCI other than FCTA, adjusted for total notable items; and | (xii) | MetLife, Inc.’s stockholders’ equity; and | ||||||
(xiii) | free cash flow of all holding companies. | (xiii) | MetLife, Inc.’s net cash provided by operating activities. | ||||||
Reconciliations of these measures to the most directly comparable GAAP measures are included in this earnings news release and in this period’s quarterly financial supplement.
MetLife’s definitions of the various non-GAAP and other financial measures discussed in this new release may differ from those used by other companies:
Operating earnings is the measure of segment profit or loss that
Operating earnings is defined as operating revenues less operating expenses, both net of income tax. Operating earnings available to common shareholders is defined as operating earnings less preferred stock dividends.
Operating revenues and operating expenses exclude results of
discontinued operations and other businesses that have been or will be
sold or exited by
The following additional adjustments are made to GAAP revenues, in the line items indicated, in calculating operating revenues:
- Universal life and investment-type product policy fees excludes the amortization of unearned revenue related to NIGL and NDGL and certain variable annuity guaranteed minimum income benefits (GMIB) fees (GMIB fees);
- Net investment income: (i) includes amounts for scheduled periodic settlement payments and amortization of premium on derivatives that are hedges of investments or that are used to replicate certain investments but do not qualify for hedge accounting treatment, (ii) includes income from discontinued real estate operations, (iii) excludes post-tax operating earnings adjustments relating to insurance joint ventures accounted for under the equity method, (iv) excludes certain amounts related to contractholder-directed unit-linked investments, and (v) excludes certain amounts related to securitization entities that are variable interest entities (VIEs) consolidated under GAAP; and
- Other revenues are adjusted for settlements of foreign currency earnings hedges.
The following additional adjustments are made to GAAP expenses, in the line items indicated, in calculating operating expenses:
- Policyholder benefits and claims and policyholder dividends excludes: (i) changes in the policyholder dividend obligation related to NIGL and NDGL, (ii) inflation-indexed benefit adjustments associated with contracts backed by inflation-indexed investments and amounts associated with periodic crediting rate adjustments based on the total return of a contractually referenced pool of assets and other pass through adjustments, (iii) benefits and hedging costs related to GMIBs (GMIB costs), and (iv) market value adjustments associated with surrenders or terminations of contracts (Market value adjustments);
- Interest credited to policyholder account balances includes adjustments for scheduled periodic settlement payments and amortization of premium on derivatives that are hedges of policyholder account balances but do not qualify for hedge accounting treatment and excludes amounts related to net investment income earned on contractholder-directed unit-linked investments;
- Amortization of DAC and value of business acquired (VOBA) excludes amounts related to: (i) NIGL and NDGL, (ii) GMIB fees and GMIB costs and (iii) Market value adjustments;
- Amortization of negative VOBA excludes amounts related to Market value adjustments;
- Interest expense on debt excludes certain amounts related to securitization entities that are VIEs consolidated under GAAP; and
- Other expenses excludes costs related to: (i) noncontrolling interests, (ii) implementation of new insurance regulatory requirements, and (iii) acquisition and integration costs.
Operating earnings also excludes the recognition of certain contingent assets and liabilities that could not be recognized at acquisition or adjusted for during the measurement period under GAAP business combination accounting guidance. In addition to the tax impact of the adjustments mentioned above, provision for income tax (expense) benefit also includes the impact related to the timing of certain tax credits, as well as certain tax reforms.
The following additional information is relevant to an understanding of MetLife’s performance results:
-
MetLife , Inc.’s tangible common stockholders’ equity or tangible equity -MetLife , Inc.’s common stockholders’ equity, excluding the net unrealized investment gains (losses) and defined benefit plans adjustment components of AOCI reduced by the impact of goodwill, value of distribution agreements (VODA) and value of customer relationships acquired (VOCRA), all net of income tax. -
MetLife , Inc.’s common stockholders’ equity, excluding AOCI other than FCTA -MetLife , Inc.’s common stockholders’ equity, excluding the net unrealized investment gains (losses) and defined benefit plans adjustment components of AOCI, net of income tax. -
Allocated equity - portion of
MetLife , Inc.’s common stockholders’ equity that management allocates to each of its segments and sub-segments based on local capital requirements and economic capital. Economic capital is an internally developed risk capital model, the purpose of which is to measure the risk in the business and to provide a basis upon which capital is deployed.MetLife management periodically reviews this model to ensure that it remains consistent with emerging industry practice standards and the local capital requirements; allocated equity may be adjusted if warranted by such review. Allocated equity excludes the impact of AOCI other than FCTA. -
Operating return on
MetLife, Inc.'s common stockholders' equity, excluding AOCI other than FCTA - operating earnings available to common shareholders divided byMetLife, Inc.'s average common stockholders' equity, excluding AOCI other than FCTA. -
Operating return on
MetLife, Inc.'s tangible common stockholders' equity - operating earnings available to common shareholders, excluding amortization of VODA and VOCRA, net of income tax, divided byMetLife, Inc.'s average tangible common stockholders' equity. -
Operating return on
MetLife, Inc.'s common stockholders' equity - operating earnings available to common shareholders divided byMetLife, Inc.'s average common stockholders' equity. -
Return on
MetLife, Inc.'s common stockholders' equity, excluding AOCI other than FCTA - net income (loss) available toMetLife , Inc.’s common shareholders divided byMetLife, Inc.'s average common stockholders' equity, excluding AOCI other than FCTA. -
Return on
MetLife , Inc.’s tangible common stockholders' equity - net income (loss) available toMetLife , Inc.’s common shareholders, excluding goodwill impairment and amortization of VODA and VOCRA, net of income tax, divided byMetLife, Inc.'s average tangible common stockholders' equity. -
Return on
MetLife , Inc.’s common stockholders’ equity - net income (loss) available toMetLife , Inc.’s common shareholders divided byMetLife , Inc.’s average common stockholders’ equity. - Operating return on allocated equity - operating earnings available to common shareholders divided by allocated equity.
- Operating return on allocated tangible equity - operating earnings available to common shareholders, excluding amortization of VODA and VOCRA, net of income tax, divided by allocated tangible equity.
-
Return on allocated equity - net income (loss) available to
MetLife , Inc.’s common shareholders divided by allocated equity. -
Return on allocated tangible equity - net income (loss) available to
MetLife , Inc.’s common shareholders, excluding amortization of VODA and VOCRA, net of income tax, divided by allocated tangible equity. - Operating expense ratio - calculated by dividing operating expenses (other expenses, net of capitalization of DAC) by operating premiums, fees and other revenues.
- Statistical sales information for Retail- Life sales are calculated using the LIMRA definition of sales for core direct sales, excluding company-sponsored internal exchanges, corporate-owned life insurance, bank-owned life insurance, and private placement variable universal life insurance. Annuity sales consist of statutory premiums direct and assumed, excluding company sponsored internal exchanges. Sales statistics do not correspond to revenues under GAAP, but are used as relevant measures of business activity.
-
Statistical sales information for
Latin America ,Asia and EMEA - calculated using 10% of single-premium deposits (mainly from retirement products such as variable annuity, fixed annuity and pensions), 20% of single-premium deposits from credit insurance and 100% of annualized full-year premiums and fees from recurring-premium policy sales of all products (mainly from risk and protection products such as individual life, accident &health and group). Sales statistics do not correspond to revenues under GAAP, but are used as relevant measures of business activity. - All comparisons on a constant currency basis reflect the impact of changes in foreign currency exchange rates and are calculated using the average foreign currency exchange rates for the current period and are applied to each of the comparable periods.
- Asymmetrical and non-economic accounting refer to: (i) the portion of net derivative gains (losses) on embedded derivatives attributable to the inclusion of MetLife’s credit spreads in the liability valuations, (ii) hedging activity that generates net derivative gains (losses) and creates fluctuations in net income because hedge accounting cannot be achieved and the item being hedged does not a have an offsetting gain or loss recognized in earnings,(iii) inflation-indexed benefit adjustments associated with contracts backed by inflation-indexed investments and amounts associated with periodic crediting rate adjustments based on the total return of a contractually referenced pool of assets and other pass through adjustments, and (iv) impact of changes in foreign currency exchange rates on the re-measurement of foreign denominated unhedged funding agreements and financing transactions to the U.S. dollar and the re-measurement of certain liabilities from non-functional currencies to functional currencies.
-
MetLife uses a measure of free cash flow to facilitate an understanding of its ability to generate cash for reinvestment into its businesses or use in discretionary capital actions.MetLife defines free cash flow as the sum of cash available at MetLife’s holding companies from dividends from operating subsidiaries, expenses and other net flows of the holding companies, and net contributions from debt to be at or below target leverage ratios. This measure of free cash flow is prior to discretionary capital deployment, including common stock dividends and repurchases, debt reduction and mergers and acquisitions. Free cash flow should not be viewed as a substitute for net cash provided by (used in) operating activities calculated in accordance with GAAP. The free cash flow ratio is typically expressed as a percentage of annual operating earnings available to common shareholders.
Forward-Looking Statements
This news release may contain or incorporate by reference information that includes or is based upon forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements give expectations or forecasts of future events. These statements can be identified by the fact that they do not relate strictly to historical or current facts. They use words such as “anticipate,” “estimate,” “expect,” “project,” “intend,” “plan,” “believe” and other words and terms of similar meaning, or are tied to future periods, in connection with a discussion of future operating or financial performance. In particular, these include statements relating to future actions, prospective services or products, future performance or results of current and anticipated services or products, sales efforts, expenses, the outcome of contingencies such as legal proceedings, trends in operations and financial results.
Any or all forward-looking statements may turn out to be wrong. They can
be affected by inaccurate assumptions or by known or unknown risks and
uncertainties. Many such factors will be important in determining the
actual future results of
MetLife, Inc. | ||||||||||||||||||||
Consolidated Statements of Operating Earnings Available to Common Shareholders | ||||||||||||||||||||
(Unaudited) | ||||||||||||||||||||
For the Three Months Ended | For the Year Ended | |||||||||||||||||||
December 31, | December 31, | |||||||||||||||||||
2015 | 2014 | 2015 | 2014 | |||||||||||||||||
(In millions) | (In millions) | |||||||||||||||||||
OPERATING REVENUES | ||||||||||||||||||||
Premiums | \\$ | 9,606 | \\$ | 10,267 | \\$ | 38,548 | \\$ | 39,022 | ||||||||||||
Universal life and investment-type product policy fees | 2,237 | 2,336 | 9,113 | 9,541 | ||||||||||||||||
Net investment income | 4,773 | 5,111 | 19,789 | 20,484 | ||||||||||||||||
Other revenues | 495 | 531 | 2,020 | 2,033 | ||||||||||||||||
Total operating revenues | 17,111 | 18,245 | 69,470 | 71,080 | ||||||||||||||||
OPERATING EXPENSES | ||||||||||||||||||||
Policyholder benefits and claims and policyholder dividends | 9,835 | 10,287 | 39,565 | 39,478 | ||||||||||||||||
Interest credited to policyholder account balances | 1,330 | 1,409 | 5,334 | 5,661 | ||||||||||||||||
Capitalization of DAC | (987 | ) | (1,034 | ) | (3,837 | ) | (4,182 | ) | ||||||||||||
Amortization of DAC and VOBA | 877 | 953 | 3,802 | 4,027 | ||||||||||||||||
Amortization of negative VOBA | (71 | ) | (98 | ) | (326 | ) | (396 | ) | ||||||||||||
Interest expense on debt | 302 | 293 | 1,200 | 1,178 | ||||||||||||||||
Other expenses (1) | 3,998 | 4,321 | 15,806 | 16,254 | ||||||||||||||||
Total operating expenses | 15,284 | 16,131 | 61,544 | 62,020 | ||||||||||||||||
Operating earnings before provision for income tax | 1,827 | 2,114 | 7,926 | 9,060 | ||||||||||||||||
Provision for income tax expense (benefit) (1) | 402 | 500 | 2,326 | 2,378 | ||||||||||||||||
Operating earnings | 1,425 | 1,614 | 5,600 | 6,682 | ||||||||||||||||
Preferred stock dividends | 49 | 31 | 116 | 122 | ||||||||||||||||
OPERATING EARNINGS AVAILABLE TO COMMON SHAREHOLDERS | \\$ | 1,376 | \\$ | 1,583 | \\$ | 5,484 | \\$ | 6,560 | ||||||||||||
Reconciliation to Net Income (Loss) and Financial Statement Line Item Adjustments from GAAP | ||||||||||||||||||||
Operating earnings | \\$ | 1,425 | \\$ | 1,614 | \\$ | 5,600 | \\$ | 6,682 | ||||||||||||
Adjustments from operating earnings to income (loss) from continuing operations, net of income tax: | ||||||||||||||||||||
Net investment gains (losses) (2), (3) | 62 | 230 | 597 | (197 | ) | |||||||||||||||
Net derivative gains (losses) (3) | (356 | ) | 185 | 38 | 1,317 | |||||||||||||||
Premiums | (1 | ) | 5 | (3 | ) | 45 | ||||||||||||||
Universal life and investment-type product policy fees | 96 | 103 | 394 | 405 | ||||||||||||||||
Net investment income | 141 | 338 | (508 | ) | 669 | |||||||||||||||
Other revenues | (9 | ) | 13 | (37 | ) | (3 | ) | |||||||||||||
Policyholder benefits and claims and policyholder dividends (3) | (300 | ) | (320 | ) | (537 | ) | (1,000 | ) | ||||||||||||
Interest credited to policyholder account balances | (340 | ) | (539 | ) | (276 | ) | (1,282 | ) | ||||||||||||
Capitalization of DAC | - | - | - | 1 | ||||||||||||||||
Amortization of DAC and VOBA (3) | (6 | ) | (5 | ) | (134 | ) | (105 | ) | ||||||||||||
Amortization of negative VOBA | 8 | 11 | 35 | 46 | ||||||||||||||||
Interest expense on debt | 2 | (4 | ) | (8 | ) | (38 | ) | |||||||||||||
Other expenses | 11 | (55 | ) | (17 | ) | (114 | ) | |||||||||||||
Goodwill impairment | - | - | - | - | ||||||||||||||||
Provision for income tax (expense) benefit (3) | 109 | (49 | ) | 178 | (87 | ) | ||||||||||||||
Income (loss) from continuing operations, net of income tax | 842 | 1,527 | 5,322 | 6,339 | ||||||||||||||||
Income (loss) from discontinued operations, net of income tax | - | - | - | (3 | ) | |||||||||||||||
Net income (loss) | 842 | 1,527 | 5,322 | 6,336 | ||||||||||||||||
Less: Net income (loss) attributable to noncontrolling interests | 8 | 6 | 12 | 27 | ||||||||||||||||
Net income (loss) attributable to MetLife, Inc. | 834 | 1,521 | 5,310 | 6,309 | ||||||||||||||||
Less: Preferred stock dividends | 49 | 31 | 116 | 122 | ||||||||||||||||
Less: Preferred stock repurchase premium | - | - | 42 | - | ||||||||||||||||
Net income (loss) available to MetLife, Inc.'s common shareholders | \\$ | 785 | \\$ | 1,490 | \\$ | 5,152 | \\$ | 6,187 | ||||||||||||
See footnotes on last page. | ||||||||||||||||||||
MetLife, Inc. | |||||||||||||||||||||||||||||||||||||||||||
(Unaudited) | |||||||||||||||||||||||||||||||||||||||||||
For the Three Months Ended | For the Year Ended | ||||||||||||||||||||||||||||||||||||||||||
December 31, | December 31, | ||||||||||||||||||||||||||||||||||||||||||
2015 | 2014 | 2015 | 2014 | ||||||||||||||||||||||||||||||||||||||||
Earnings | Earnings | Earnings |
Earnings |
||||||||||||||||||||||||||||||||||||||||
Per | Per | Per |
Per |
||||||||||||||||||||||||||||||||||||||||
Weighted | Weighted | Weighted |
Weighted |
||||||||||||||||||||||||||||||||||||||||
Average | Average | Average |
Average |
||||||||||||||||||||||||||||||||||||||||
Common | Common | Common |
Common |
||||||||||||||||||||||||||||||||||||||||
Shares | Shares | Shares |
Shares |
||||||||||||||||||||||||||||||||||||||||
Diluted (4) | Diluted (4) | Diluted (4) | Diluted (4) | ||||||||||||||||||||||||||||||||||||||||
(In millions, except per share data) | (In millions, except per share data) | ||||||||||||||||||||||||||||||||||||||||||
Reconciliation to Net Income (Loss) Available to MetLife, Inc.'s Common Shareholders | |||||||||||||||||||||||||||||||||||||||||||
Operating earnings available to common shareholders, adjusted for total notable items | \\$ | 1,491 | \\$ | 1.33 | \\$ | 1,652 | \\$ | 1.44 | \\$ | 6,382 | \\$ | 5.66 | \\$ | 6,470 | \\$ | 5.66 | |||||||||||||||||||||||||||
Add: Total notable items | (115 | ) | (0.10 | ) | (69 | ) | (0.06 | ) | (898 | ) | (0.80 | ) | 90 | 0.08 | |||||||||||||||||||||||||||||
Operating earnings available to common shareholders | \\$ | 1,376 | \\$ | 1.23 | \\$ | 1,583 | \\$ | 1.38 | \\$ | 5,484 | \\$ | 4.86 | \\$ | 6,560 | \\$ | 5.74 | |||||||||||||||||||||||||||
Adjustments from operating earnings available to common shareholders to net income (loss) available | |||||||||||||||||||||||||||||||||||||||||||
to MetLife, Inc.'s common shareholders: | |||||||||||||||||||||||||||||||||||||||||||
Add: Net investment gains (losses) (2) | 62 | 0.06 | 230 | 0.20 | 597 | 0.53 | (197 | ) | (0.17 | ) | |||||||||||||||||||||||||||||||||
Add: Net derivative gains (losses) | (356 | ) | (0.32 | ) | 185 | 0.16 | 38 | 0.03 | 1,317 | 1.15 | |||||||||||||||||||||||||||||||||
Add: Goodwill impairment | - | - | - | - | - | - | - | - | |||||||||||||||||||||||||||||||||||
Add: Other adjustments to continuing operations | (398 | ) | (0.36 | ) | (453 | ) | (0.39 | ) | (1,091 | ) | (0.96 | ) | (1,376 | ) | (1.20 | ) | |||||||||||||||||||||||||||
Add: Provision for income tax (expense) benefit | 109 | 0.10 | (49 | ) | (0.04 | ) | 178 | 0.16 | (87 | ) | (0.08 | ) | |||||||||||||||||||||||||||||||
Add: Income (loss) from discontinued operations, net of income tax | - | - | - | - | - | - | (3 | ) | - | ||||||||||||||||||||||||||||||||||
Less: Net income (loss) attributable to noncontrolling interests | 8 | 0.01 | 6 | 0.01 | 12 | 0.01 | 27 | 0.02 | |||||||||||||||||||||||||||||||||||
Less: Preferred stock repurchase premium | - | - | - | - | 42 | 0.04 | - | - | |||||||||||||||||||||||||||||||||||
Net income (loss) available to MetLife, Inc.'s common shareholders | \\$ | 785 | \\$ | 0.70 | \\$ | 1,490 | \\$ | 1.30 | \\$ | 5,152 | \\$ | 4.57 | \\$ | 6,187 | \\$ | 5.42 | |||||||||||||||||||||||||||
Weighted average common shares outstanding - diluted | 1,121.4 | 1,147.3 | 1,128.3 | 1,142.5 | |||||||||||||||||||||||||||||||||||||||
For the Three Months Ended | For the Year Ended | ||||||||||||||||||||||||||||||||||||||||||
December 31, | December 31, | ||||||||||||||||||||||||||||||||||||||||||
2015 | 2014 | 2015 | 2014 | ||||||||||||||||||||||||||||||||||||||||
(In millions) | (In millions) | ||||||||||||||||||||||||||||||||||||||||||
Reconciliation to GAAP Premiums, Fees and Other Revenues | |||||||||||||||||||||||||||||||||||||||||||
Total operating premiums, fees and other revenues | \\$ | 12,338 | \\$ | 13,134 | \\$ | 49,681 | \\$ | 50,596 | |||||||||||||||||||||||||||||||||||
Add: Adjustments to premiums, fees and other revenues | 86 | 121 | 354 | 447 | |||||||||||||||||||||||||||||||||||||||
Total premiums, fees and other revenues | \\$ | 12,424 | \\$ | 13,255 | \\$ | 50,035 | \\$ | 51,043 | |||||||||||||||||||||||||||||||||||
Reconciliation to GAAP Revenues and GAAP Expenses | |||||||||||||||||||||||||||||||||||||||||||
Total operating revenues | \\$ | 17,111 | \\$ | 18,245 | \\$ | 69,470 | \\$ | 71,080 | |||||||||||||||||||||||||||||||||||
Add: Net investment gains (losses) (2) | 62 | 230 | 597 | (197 | ) | ||||||||||||||||||||||||||||||||||||||
Add: Net derivative gains (losses) | (356 | ) | 185 | 38 | 1,317 | ||||||||||||||||||||||||||||||||||||||
Add: Adjustments related to net investment gains (losses) and net derivative gains (losses) | (3 | ) | 6 | 5 | 20 | ||||||||||||||||||||||||||||||||||||||
Add: Other adjustments to revenues | 230 | 453 | (159 | ) | 1,096 | ||||||||||||||||||||||||||||||||||||||
Total revenues | \\$ | 17,044 | \\$ | 19,119 | \\$ | 69,951 | \\$ | 73,316 | |||||||||||||||||||||||||||||||||||
Total operating expenses | \\$ | 15,284 | \\$ | 16,131 | \\$ | 61,544 | \\$ | 62,020 | |||||||||||||||||||||||||||||||||||
Add: Adjustments related to net investment gains (losses) and net derivative gains (losses) | (27 | ) | (2 | ) | 15 | 35 | |||||||||||||||||||||||||||||||||||||
Add: Goodwill impairment | - | - | - | - | |||||||||||||||||||||||||||||||||||||||
Add: Other adjustments to expenses | 652 | 914 | 922 | 2,457 | |||||||||||||||||||||||||||||||||||||||
Total expenses | \\$ | 15,909 | \\$ | 17,043 | \\$ | 62,481 | \\$ | 64,512 | |||||||||||||||||||||||||||||||||||
See footnotes on last page. | |||||||||||||||||||||||||||||||||||||||||||
MetLife, Inc. | ||||||||||||||||||
(Unaudited) | ||||||||||||||||||
December 31, | ||||||||||||||||||
Book Value (5) | 2015 | 2014 | ||||||||||||||||
Book value per common share | \\$ | 60.00 | \\$ | 61.85 | ||||||||||||||
Less: Net unrealized investment gains (losses), net of income tax | 10.72 | 14.34 | ||||||||||||||||
Less: Defined benefit plans adjustment, net of income tax | (1.87 | ) | (2.02 | ) | ||||||||||||||
Book value per common share, excluding AOCI other than FCTA | \\$ | 51.15 | \\$ | 49.53 | ||||||||||||||
Less: Goodwill, net of income tax | 8.48 | 8.62 | ||||||||||||||||
Less: VODA and VOCRA, net of income tax | 0.45 | 0.55 | ||||||||||||||||
Book value per common share - tangible common stockholders' equity | \\$ | 42.22 | \\$ | 40.36 | ||||||||||||||
Common shares outstanding, end of period (In millions) | 1,098.0 | 1,131.9 | ||||||||||||||||
For the Three Months Ended | For the Year Ended | |||||||||||||||||
December 31, (6) | December 31, | |||||||||||||||||
Return on Equity | 2015 | 2014 | 2015 | 2014 | ||||||||||||||
Operating return on MetLife, Inc.'s: | ||||||||||||||||||
Common stockholders' equity | 8.2 | % | 9.1 | % | 8.0 | % | 10.0 | % | ||||||||||
Common stockholders' equity, excluding AOCI other than FCTA | 9.7 | % | 11.3 | % | 9.7 | % | 12.0 | % | ||||||||||
Common stockholders' equity, excluding AOCI other than FCTA, adjusted for total notable items | 10.4 | % | 11.9 | % | 11.3 | % | 11.9 | % | ||||||||||
Tangible common stockholders' equity | 11.9 | % | 14.1 | % | 11.9 | % | 15.2 | % | ||||||||||
Tangible common stockholders' equity, adjusted for total notable items | 12.7 | % | 14.8 | % | 13.8 | % | 15.0 | % | ||||||||||
Return on MetLife, Inc.'s: | ||||||||||||||||||
Common stockholders' equity | 4.7 | % | 8.6 | % | 7.5 | % | 9.4 | % | ||||||||||
Common stockholders' equity, excluding AOCI other than FCTA | 5.6 | % | 10.7 | % | 9.1 | % | 11.3 | % | ||||||||||
Tangible common stockholders' equity | 6.8 | % | 13.3 | % | 11.2 | % | 14.3 | % | ||||||||||
Operating Return on Allocated Equity: | ||||||||||||||||||
Americas | 12.6 | % | 15.7 | % | ||||||||||||||
Asia | 10.1 | % | 11.6 | % | ||||||||||||||
EMEA | 6.5 | % | 7.4 | % | ||||||||||||||
Operating Return on Allocated Tangible Equity: | ||||||||||||||||||
Americas | 14.2 | % | 17.9 | % | ||||||||||||||
Asia | 17.4 | % | 20.1 | % | ||||||||||||||
EMEA | 12.2 | % | 14.2 | % | ||||||||||||||
Return on Allocated Equity: | ||||||||||||||||||
Americas | 7.3 | % | 15.9 | % | ||||||||||||||
Asia | 8.1 | % | 3.1 | % | ||||||||||||||
EMEA | 8.8 | % | 6.0 | % | ||||||||||||||
Return on Allocated Tangible Equity: | ||||||||||||||||||
Americas | 8.3 | % | 18.1 | % | ||||||||||||||
Asia | 14.0 | % | 5.4 | % | ||||||||||||||
EMEA | 16.3 | % | 11.7 | % | ||||||||||||||
See footnotes on last page. | ||||||||||||||||||
MetLife, Inc. | ||||||||||
Condensed Reconciliation of Net Cash Provided by Operating Activities to Free Cash Flow | ||||||||||
Free Cash Flow of All Holding Companies | ||||||||||
(Unaudited) | ||||||||||
For the Years Ended December 31, | ||||||||||
2015 | 2014 | |||||||||
(In billions, except ratios) | ||||||||||
MetLife, Inc. (parent company only) net cash provided by operating activities | \\$ | 1.6 | \\$ | 2.6 | ||||||
Adjustments from net cash provided by operating activities to free cash flow: | ||||||||||
Add: Incremental debt to be at or below target leverage ratios | 1.8 | 0.4 | ||||||||
Add: Remaining adjustments from net cash provided by operating activities to free cash flow (7) | 0.1 | (0.3 | ) | |||||||
MetLife, Inc. (parent company only) free cash flow | 3.5 | 2.7 | ||||||||
Other MetLife, Inc. holding companies free cash flow (8) | 0.5 | 0.2 | ||||||||
Free cash flow of all holding companies | \\$ | 4.0 | \\$ | 2.9 | ||||||
Ratio of free cash flow to operating earnings available to common shareholders: | ||||||||||
Free cash flow of all holding companies | \\$ | 4.0 | \\$ | 2.9 | ||||||
Consolidated operating earnings available to common shareholders (9) | \\$ | 5.5 | \\$ | 6.6 | ||||||
Ratio of free cash flow of all holding companies to consolidated operating earnings available to common shareholders (9) | 73 | % | 44 | % | ||||||
Ratio of net cash provided by operating activities to consolidated net income (loss) available to MetLife, Inc.'s common shareholders: | ||||||||||
MetLife, Inc. (parent company only) net cash provided by operating activities | \\$ | 1.6 | \\$ | 2.6 | ||||||
Consolidated net income (loss) available to MetLife, Inc.'s common shareholders (10) | \\$ | 5.2 | \\$ | 6.2 | ||||||
Ratio of net cash provided by operating activities (parent company only) to consolidated net income (loss) available to MetLife, Inc.'s common shareholders (10), (11) | 31 | % | 42 | % | ||||||
See footnotes on last page. | ||||||||||
MetLife, Inc. | ||||||||||||||||||||||
Reconciliations to Net Income (Loss) Available to Common Shareholders | ||||||||||||||||||||||
(Unaudited) | ||||||||||||||||||||||
For the Three Months Ended | For the Year Ended | |||||||||||||||||||||
December 31, | December 31, | |||||||||||||||||||||
2015 | 2014 | 2015 | 2014 | |||||||||||||||||||
(In millions) | (In millions) | |||||||||||||||||||||
Total Americas Operations: | ||||||||||||||||||||||
Operating earnings available to common shareholders, adjusted for total notable items | \\$ | 1,289 | \\$ | 1,457 | \\$ | 5,391 | \\$ | 5,501 | ||||||||||||||
Add: Total notable items |
(57 | ) | 11 | (72 | ) | 219 | ||||||||||||||||
Operating earnings available to common shareholders | 1,232 | 1,468 | 5,319 | 5,720 | ||||||||||||||||||
Add: Net investment gains (losses) (2) | (90 | ) | 82 | 399 | (448 | ) | ||||||||||||||||
Add: Net derivative gains (losses) | (165 | ) | 310 | (100 | ) | 1,381 | ||||||||||||||||
Add: Other adjustments to continuing operations | (405 | ) | (348 | ) | (943 | ) | (1,192 | ) | ||||||||||||||
Add: Provision for income tax (expense) benefit | 144 | (25 | ) | 120 | 31 | |||||||||||||||||
Add: Income (loss) from discontinued operations, net of income tax | - | - | - | (3 | ) | |||||||||||||||||
Less: Net income (loss) attributable to noncontrolling interests | 1 | 2 | 11 | 13 | ||||||||||||||||||
Net income (loss) available to MetLife, Inc.'s common shareholders | \\$ | 715 | \\$ | 1,485 | \\$ | 4,784 | \\$ | 5,476 | ||||||||||||||
Retail: | ||||||||||||||||||||||
Operating earnings available to common shareholders, adjusted for total notable items | \\$ | 646 | \\$ | 721 | \\$ | 2,604 | \\$ | 2,661 | ||||||||||||||
Add: Total notable items | (64 | ) | (3 | ) | (156 | ) | 155 | |||||||||||||||
Operating earnings available to common shareholders | 582 | 718 | 2,448 | 2,816 | ||||||||||||||||||
Add: Net investment gains (losses) | (112 | ) | (32 | ) | 35 | (7 | ) | |||||||||||||||
Add: Net derivative gains (losses) | (95 | ) | (15 | ) | (159 | ) | 564 | |||||||||||||||
Add: Other adjustments to continuing operations | (310 | ) | (150 | ) | (609 | ) | (671 | ) | ||||||||||||||
Add: Provision for income tax (expense) benefit | 182 | 71 | 257 | 42 | ||||||||||||||||||
Add: Income (loss) from discontinued operations, net of income tax | - | - | - | (2 | ) | |||||||||||||||||
Net income (loss) available to MetLife, Inc.'s common shareholders | \\$ | 247 | \\$ | 592 | \\$ | 1,972 | \\$ | 2,742 | ||||||||||||||
Group, Voluntary & Worksite Benefits: | ||||||||||||||||||||||
Operating earnings available to common shareholders, adjusted for total notable items | \\$ | 225 | \\$ | 237 | \\$ | 913 | \\$ | 855 | ||||||||||||||
Add: Total notable items | (11 | ) | 1 | (2 | ) | 23 | ||||||||||||||||
Operating earnings available to common shareholders | 214 | 238 | 911 | 878 | ||||||||||||||||||
Add: Net investment gains (losses) | (55 | ) | (29 | ) | (33 | ) | (39 | ) | ||||||||||||||
Add: Net derivative gains (losses) | (23 | ) | 232 | 177 | 525 | |||||||||||||||||
Add: Other adjustments to continuing operations | (46 | ) | (45 | ) | (171 | ) | (167 | ) | ||||||||||||||
Add: Provision for income tax (expense) benefit | 43 | (55 | ) | 9 | (111 | ) | ||||||||||||||||
Net income (loss) available to MetLife, Inc.'s common shareholders | \\$ | 133 | \\$ | 341 | \\$ | 893 | \\$ | 1,086 | ||||||||||||||
Corporate Benefit Funding: | ||||||||||||||||||||||
Operating earnings available to common shareholders, adjusted for total notable items | \\$ | 295 | \\$ | 360 | \\$ | 1,385 | \\$ | 1,389 | ||||||||||||||
Add: Total notable items | (9 | ) | - | 2 | 69 | |||||||||||||||||
Operating earnings available to common shareholders | 286 | 360 | 1,387 | 1,458 | ||||||||||||||||||
Add: Net investment gains (losses) (2) | 2 | 124 | 315 | (432 | ) | |||||||||||||||||
Add: Net derivative gains (losses) | (56 | ) | 96 | 17 | 352 | |||||||||||||||||
Add: Other adjustments to continuing operations | (28 | ) | (57 | ) | (91 | ) | (112 | ) | ||||||||||||||
Add: Provision for income tax (expense) benefit | 28 | (57 | ) | (84 | ) | 52 | ||||||||||||||||
Add: Income (loss) from discontinued operations, net of income tax | - | - | - | (1 | ) | |||||||||||||||||
Net income (loss) available to MetLife, Inc.'s common shareholders | \\$ | 232 | \\$ | 466 | \\$ | 1,544 | \\$ | 1,317 | ||||||||||||||
Latin America: | ||||||||||||||||||||||
Operating earnings available to common shareholders, adjusted for total notable items | \\$ | 123 | \\$ | 139 | \\$ | 489 | \\$ | 596 | ||||||||||||||
Add: Total notable items | 27 | 13 | 84 | (28 | ) | |||||||||||||||||
Operating earnings available to common shareholders | 150 | 152 | 573 | 568 | ||||||||||||||||||
Add: Net investment gains (losses) | 75 | 19 | 82 | 30 | ||||||||||||||||||
Add: Net derivative gains (losses) | 9 | (3 | ) | (135 | ) | (60 | ) | |||||||||||||||
Add: Other adjustments to continuing operations | (21 | ) | (96 | ) | (72 | ) | (242 | ) | ||||||||||||||
Add: Provision for income tax (expense) benefit | (109 | ) | 16 | (62 | ) | 48 | ||||||||||||||||
Less: Net income (loss) attributable to noncontrolling interests | 1 | 2 | 11 | 13 | ||||||||||||||||||
Net income (loss) available to MetLife, Inc.'s common shareholders | \\$ | 103 | \\$ | 86 | \\$ | 375 | \\$ | 331 | ||||||||||||||
Asia: | ||||||||||||||||||||||
Operating earnings available to common shareholders, adjusted for total notable items | \\$ | 314 | \\$ | 317 | \\$ | 1,344 | \\$ | 1,294 | ||||||||||||||
Add: Total notable items | (24 | ) | 23 | 36 | 13 | |||||||||||||||||
Operating earnings available to common shareholders | 290 | 340 | 1,380 | 1,307 | ||||||||||||||||||
Add: Net investment gains (losses) | 51 | 137 | 501 | 512 | ||||||||||||||||||
Add: Net derivative gains (losses) | (67 | ) | (410 | ) | 67 | (532 | ) | |||||||||||||||
Add: Other adjustments to continuing operations | (7 | ) | (72 | ) | (120 | ) | (122 | ) | ||||||||||||||
Add: Provision for income tax (expense) benefit | (28 | ) | 99 | (21 | ) | 35 | ||||||||||||||||
Less: Net income (loss) attributable to noncontrolling interests | 6 | 4 | 4 | 19 | ||||||||||||||||||
Net income (loss) available to MetLife, Inc.'s common shareholders | \\$ | 233 | \\$ | 90 | \\$ | 1,803 | \\$ | 1,181 | ||||||||||||||
EMEA: | ||||||||||||||||||||||
Operating earnings available to common shareholders, adjusted for total notable items | \\$ | 54 | \\$ | 50 | \\$ | 234 | \\$ | 261 | ||||||||||||||
Add: Total notable items | - | 14 | 6 | 24 | ||||||||||||||||||
Operating earnings available to common shareholders | 54 | 64 | 240 | 285 | ||||||||||||||||||
Add: Net investment gains (losses) | 5 | (1 | ) | 27 | (17 | ) | ||||||||||||||||
Add: Net derivative gains (losses) | 19 | 11 | 40 | 114 | ||||||||||||||||||
Add: Other adjustments to continuing operations | 10 | 5 | 3 | 36 | ||||||||||||||||||
Add: Provision for income tax (expense) benefit | (15 | ) | (28 | ) | (22 | ) | (88 | ) | ||||||||||||||
Less: Net income (loss) attributable to noncontrolling interests | - | (1 | ) | 4 | 1 | |||||||||||||||||
Net income (loss) available to MetLife, Inc.'s common shareholders | \\$ | 73 | \\$ | 52 | \\$ | 284 | \\$ | 329 | ||||||||||||||
Corporate & Other: | ||||||||||||||||||||||
Operating earnings available to common shareholders, adjusted for total notable items | \\$ | (166 | ) | \\$ | (172 | ) | \\$ | (587 | ) | \\$ | (586 | ) | ||||||||||
Add: Total notable items | (34 | ) | (117 | ) | (868 | ) | (166 | ) | ||||||||||||||
Operating earnings available to common shareholders (1) | (200 | ) | (289 | ) | (1,455 | ) | (752 | ) | ||||||||||||||
Add: Net investment gains (losses) | 96 | 12 | (330 | ) | (244 | ) | ||||||||||||||||
Add: Net derivative gains (losses) | (143 | ) | 274 | 31 | 354 | |||||||||||||||||
Add: Other adjustments to continuing operations | 4 | (38 | ) | (31 | ) | (98 | ) | |||||||||||||||
Add: Provision for income tax (expense) benefit | 8 | (95 | ) | 101 | (65 | ) | ||||||||||||||||
Less: Net income (loss) attributable to noncontrolling interests | 1 | 1 | (7 | ) | (6 | ) | ||||||||||||||||
Less: Preferred stock repurchase premium | - | - | 42 | - | ||||||||||||||||||
Net income (loss) available to MetLife, Inc.'s common shareholders | \\$ | (236 | ) | \\$ | (137 | ) | \\$ | (1,719 | ) | \\$ | (799 | ) | ||||||||||
See footnotes on last page. | ||||||||||||||||||||||
MetLife, Inc. | ||||||||||||||||||||
GAAP Consolidated Statements of Operations | ||||||||||||||||||||
(Unaudited) | ||||||||||||||||||||
For the Three Months Ended | For the Year Ended | |||||||||||||||||||
December 31, | December 31, | |||||||||||||||||||
2015 | 2014 | 2015 | 2014 | |||||||||||||||||
(In millions) | (In millions) | |||||||||||||||||||
Revenues | ||||||||||||||||||||
Premiums | \\$ | 9,605 | \\$ | 10,272 | \\$ | 38,545 | \\$ | 39,067 | ||||||||||||
Universal life and investment-type product policy fees | 2,333 | 2,439 | 9,507 | 9,946 | ||||||||||||||||
Net investment income | 4,914 | 5,449 | 19,281 | 21,153 | ||||||||||||||||
Other revenues | 486 | 544 | 1,983 | 2,030 | ||||||||||||||||
Net investment gains (losses): | ||||||||||||||||||||
Other-than-temporary impairments on fixed maturity securities | (33 | ) | (3 | ) | (84 | ) | (43 | ) | ||||||||||||
Other-than-temporary impairments on fixed maturity securities | ||||||||||||||||||||
transferred to other comprehensive income (loss) | (10 | ) | (1 | ) | (6 | ) | (17 | ) | ||||||||||||
Other net investment gains (losses) (2) | 105 | 234 | 687 | (137 | ) | |||||||||||||||
Total net investment gains (losses) | 62 | 230 | 597 | (197 | ) | |||||||||||||||
Net derivative gains (losses) | (356 | ) | 185 | 38 | 1,317 | |||||||||||||||
Total revenues | 17,044 | 19,119 | 69,951 | 73,316 | ||||||||||||||||
Expenses | ||||||||||||||||||||
Policyholder benefits and claims | 9,772 | 10,278 | 38,714 | 39,102 | ||||||||||||||||
Interest credited to policyholder account balances | 1,670 | 1,948 | 5,610 | 6,943 | ||||||||||||||||
Policyholder dividends | 363 | 329 | 1,388 | 1,376 | ||||||||||||||||
Other expenses (1) | 4,104 | 4,488 | 16,769 | 17,091 | ||||||||||||||||
Total expenses | 15,909 | 17,043 | 62,481 | 64,512 | ||||||||||||||||
Income (loss) from continuing operations before provision for income tax | 1,135 | 2,076 | 7,470 | 8,804 | ||||||||||||||||
Provision for income tax expense (benefit) (1) | 293 | 549 | 2,148 | 2,465 | ||||||||||||||||
Income (loss) from continuing operations, net of income tax | 842 | 1,527 | 5,322 | 6,339 | ||||||||||||||||
Income (loss) from discontinued operations, net of income tax | - | - | - | (3 | ) | |||||||||||||||
Net income (loss) | 842 | 1,527 | 5,322 | 6,336 | ||||||||||||||||
Less: Net income (loss) attributable to noncontrolling interests | 8 | 6 | 12 | 27 | ||||||||||||||||
Net income (loss) attributable to MetLife, Inc. | 834 | 1,521 | 5,310 | 6,309 | ||||||||||||||||
Less: Preferred stock dividends | 49 | 31 | 116 | 122 | ||||||||||||||||
Preferred stock repurchase premium | - | - | 42 | - | ||||||||||||||||
Net income (loss) available to MetLife, Inc.'s common shareholders | \\$ | 785 | \\$ | 1,490 | \\$ | 5,152 | \\$ | 6,187 | ||||||||||||
(1) | The year ended December 31, 2015 includes a non-cash charge of \\$792 million, net of tax, related to an uncertain tax position comprised of a \\$557 million charge included in provision for income tax expense (benefit) and a \\$362 million charge, \\$235 million net of tax, included in other expenses. | |
(2) | The year ended December 31, 2014 includes a pre-tax net investment loss of \\$633 million related to the sale of MetLife, Inc.'s wholly-owned subsidiary, MetLife Assurance Limited. | |
(3) | The impacts of asymmetrical and non-economic accounting for the three months ended December 31, 2015 are as follows: i) Net investment gains (losses) - \\$73 million; ii) Net derivative gains (losses) - (\\$578) million; iii) Policyholder benefits and claims and policyholder dividends - \\$6 million; iv) Amortization of DAC and VOBA - \\$32 million; and v) Provision for income tax (expense) benefit - \\$162 million. | |
(4) | Operating earnings available to common shareholders is calculated on a stand alone basis and may not equal (i) the sum of operating earnings available to common shareholders, adjusted for total notable items; and (ii) total notable items. | |
(5) | Book values exclude \\$2,066 million and \\$2,043 million of equity related to preferred stock at December 31, 2015 and 2014, respectively. | |
(6) | Annualized using quarter-to-date results. | |
(7) | Remaining adjustments include: (i) capital contributions to subsidiaries; (ii) returns of capital from subsidiaries; (iii) repayments on and (issuances of) loans to subsidiaries, net; and (iv) investment portfolio changes and other, net. | |
(8) | Components include: (i) dividends and returns of capital from subsidiaries; (ii) capital contributions from MetLife, Inc.; (iii) capital contributions to subsidiaries; (iv) repayments on and (issuances of) loans to subsidiaries, net; (v) other expenses; and (vi) investment portfolio changes and other, net. | |
(9) | Consolidated operating earnings available to common shareholders for 2015 includes a non-cash charge of \\$0.8 billion, net of income tax, related to an uncertain tax position. Excluding this charge from the denominator of the ratio, the adjusted free cash flow ratio would be 63%. | |
(10) | Consolidated net income (loss) available to MetLife, Inc.'s common shareholders for 2015 includes a non-cash charge of \\$0.8 billion, net of income tax, related to an uncertain tax position. Excluding this charge from the denominator of the ratio, this ratio, as adjusted, would be 27%. | |
(11) | Including the free cash flow of other MetLife, Inc. holding companies of \\$0.5 billion and \\$0.2 billion for the years ended December 31, 2015 and 2014, respectively, in the numerator of the ratio, this ratio, as adjusted, would be 40% and 46%, respectively. |
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