Fees for Trades on Russian Depository Receipts Take Effect
OREANDA-NEWS. November 2, 2010. As of November 3, 2010 Exchange fees on purchasing and selling Russian depository receipts on shares and Russian depository receipts on bonds in T plus 0 mode will come into force.
Fees
On providing services for trading arrangement on the securities market of Open Joint Stock Company "Russian Trading System" Stock Exchange"
No |
Fee |
Amount, RUB | |
1. |
Mode of providing access to trading |
One-time |
Monthly |
1.1. |
Basic mode |
- |
- |
1.2. |
Trades report mode |
150,000 plus VAT(1) |
3,000 plus VAT |
1.3. |
Standard mode |
450,000 plus VAT(1) |
12,000 plus VAT |
1.4. |
Prime-broker mode |
- |
19,500 plus VAT |
2. |
Exchange fee, percentage of trade amount |
Fee | |
2.1. |
Trading in „Splus0 mode: |
| |
2.1.1 |
For trades on shares, Russian depository receipts on shares and fund units (2) |
0,003% | |
2.1.2 |
For trades on bonds, Russian depository receipts on bonds (2) |
0,003%, but no more | |
2.1.3 |
For repo trades fee is charged on the First leg of the repo trade at the date of the Second leg settlement (2) |
0,177% S / 365 (3), | |
2.2. |
For initial placement trades on shares, bonds, Russian depository receipts on shares, Russian depository receipts on bonds (2) |
0,005% | |
2.3. |
For trades on fund units, which were executed before their distribution to initial holders. Only buyers charged this fee. |
0,005% | |
2.4. |
Trades, executed in electronic trading mode (4) |
0,003% | |
2.5. |
Trades on bonds in non-anonymous trading mode, per trade, in RUB (5) |
150 plus VAT |
(1) The difference between fees is paid when transferring from the Standard mode into the Trades report mode. If no longer than a year has passed since the provision of services in this mode ceased then no fee will be charged if there is repeated offerings.
(2) Fee is charged on each trade party.
(3) where „S is a number of calendar days between the date of settlement of the repo trade's First leg and the date of settlement of the Second leg, but no more than 0.003% of trade amount.
If the dates of settlements of the First leg and the Second leg of the repo trade are concurred (both legs settled on the same date), then the value of T equals 1.
(4) Trade party applied via the Gateway is charged with the fee.
(5) That trade party is charged which initiated electronic trade execution.
If the trade price is nominated in US dollars, then:
Central Bank USD/RUB exchange rate set at the date of trade execution is used if the Exchanges fee is charging from the trading participantfs banks account in the Settlement organization;
Central Bank USD/RUB exchange rate set for the last day of the settlement period is used, if the Exchanges fee is paid after rendering of the service for the regular settlement period.
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