Almaty Investment Management Disqualified from Trading on KASE
OREANDA-NEWS. February 02, 2009. As informed earlier as Almaty Investment Management (Almaty) recently multiply violated its obligations on concluded exchange deals the Board of Kazakhstan Stock Exchange (KASE) on January 14, 2009 made a decision to disqualify the company from securities trading (except for closing repo positions opened earlier) in the case of non-compliance of the company with its obligations on payment of forfeits to affected parties in the size as prescribed by the KASE internal documents, reported the press-centre of KASE.
Due to the aforementioned situation coming and the company failing to comply with the decision of the Arbitration Commission for Stock market affairs of January 23, 2009, in accordance with item 35 of the KASE internal document "Regulation on Order of Disputes and Conflicts Settlement and on Exchange Arbitration Commission" the KASE Board made a decision on January 29, 2009:
- to disqualify beginning January 29, 2009 the aforementioned company from securities trading (except for closing of repo positions opened earlier);
- to release beginning February 1, 2009 the aforementioned company from payment of monthly membership fees on securities.
In accordance with the KASE internal document "Regulation on Membership" disqualification of Almaty Investment Management from securities trading does not mean automatic suspension of membership of the company on KASE.
In its turn, such disqualification shall entail suspension of rights and obligations of Almaty Investment Management as a market maker on the following securities:
- common stock KZ1C00400016 (KASE official list, the first category, KKGB) of Kazkommertsbank (Almaty);
- common shares KZ1C12280417 (KASE official list, the first category, KZTK) and preferred shares KZ1P12280412 (KASE official list, the first category, KZTKp) of Kazakhtelecom (Astana);
- common shares KZ1C35860010 (KASE official list, third category, SNBN) of SENIM-BANK (Almaty);
- international bonds XS0253723281 (KASE official list, Rated debt securities category, ATFBe5) of ATFBank (Almaty);
- bonds KZ2CKY07A834 (KASE official list, the first subcategory of the Non-rated debt securities category, KZTCb1) of KazTransCom (Almaty);
- bonds KZ2CKY05B448 (KASE official list, the first subcategory of the Non-rated debt securities category, KKAGb1) of Kazakhstan Kagazy (Almaty oblast);
- bonds KZPC1Y05C020 (KASE official list, the first subcategory of the Non-rated debt securities category, KKAGb2) of Kazakhstan Kagazy;
- bonds KZPC2Y07C024 (KASE official list, the first subcategory of the Non-rated debt securities category, KKAGb3) of Kazakhstan Kagazy;
- bonds KZ2C0Y05D117 (KASE official list, the first subcategory of the Non-rated debt securities category, KKAGb4) of Kazakhstan Kagazy;
- bonds KZ2P0Y05D031 (KASE official list, the second subcategory of the Non-rated debt securities category, SVMHb1) of Svyazmontazh Holding (Almaty);
- bonds KZ2C0Y05C861 (official list of the special trading floor of the Regional Financial Center of Almaty, the second subcategory of the Non-rated debt securities category, aCBH_b1) of Caspian Beverage Holding (Almaty).
Earlier regarding this topic KASE released news on January 15, 2009 "Almaty Investment Management (Kazakhstan) to be disqualified form securities trading on KASE in case of failure to comply with obligations on concluded deals" at:
http://www.kase.kz/news/show/1064429
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