OREANDA-NEWS. June 22, 2016. Dynegy Inc. (NYSE: DYN) announced today the closing of its public
offering for 4,600,000 of its 7.00% tangible equity units, with each
tangible equity unit having a stated amount of \\$100.00 and comprised of
a prepaid stock purchase contract and a senior amortizing note due
July 1, 2019, each issued by Dynegy. The closing of the offering
includes the full exercise by the underwriters of their overallotment
option to purchase an additional 600,000 tangible equity units.
Dynegy will use the net proceeds from the tangible equity units
offering, together with the borrowings under the Company’s term loan B
and revolving credit facilities, the proceeds of Energy Capital
Partners’ purchase of \\$150 million of the Company’s common stock to
occur concurrently with the closing of the acquisition and cash on hand,
to fund the consideration for the previously announced acquisition of
ownership interests in certain North American power generation assets
from International Power, S.A., an indirect subsidiary of ENGIE S.A.,
and to pay related fees and expenses.
Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Deutsche Bank
Securities Inc., Goldman, Sachs & Co., Mitsubishi UFJ Securities (USA),
Inc., BNP Paribas Securities Corp., Credit Agricole Securities (USA)
Inc. and SunTrust Robinson Humphrey, Inc. acted as joint book-running
managers for the tangible equity units offering.
The offering of tangible equity units, including the component stock
purchase contracts and senior amortizing notes, was made under an
effective shelf registration statement on file with the U.S. Securities
and Exchange Commission (SEC). The offering was made only by means of a
prospectus supplement and the accompanying prospectus. Copies of the
prospectus supplement for the offering and the accompanying prospectus
may be obtained from Morgan Stanley & Co. LLC, 180 Varick Street, 2nd
Floor, New York, New York 10014, Attention: Prospectus Department or RBC
Capital Markets, LLC, Attention: Equity Syndicate, 200 Vesey Street, 8th
Floor, New York, New York 10281. The prospectus supplement and
accompanying prospectus have been filed with the SEC and are available
at the SEC’s website at http://www.sec.gov.
This press release does not constitute an offer to sell, or a
solicitation of an offer to buy, any security, nor shall there be any
sale of any security in any jurisdiction in which such offer,
solicitation or sale would be unlawful prior to registration or
qualification under the securities laws of such jurisdiction.
ABOUT DYNEGY
We are committed to leadership in the electricity sector. With nearly
26,000 megawatts of power generation capacity and two retail electricity
companies, Dynegy is capable of supplying 21 million homes with safe,
reliable and economic energy. Homefield Energy and Dynegy Energy
Services are retail electricity providers serving businesses and
residents in Illinois, Ohio, and Pennsylvania.
FORWARD-LOOKING STATEMENTS
This press release contains statements reflecting assumptions,
expectations, projections, intentions or beliefs about future events
that are intended as “forward-looking statements,” particularly those
statements concerning the anticipated timing and funding of, and ability
to close, the acquisition; expected capitalization and funding at the
closing of the acquisition; expected synergies and anticipated future
financial operating performance; and statements concerning the
incorporation of the new assets. Discussion of risks and uncertainties
that could cause actual results to differ materially from current
projections, forecasts, estimates and expectations of Dynegy is
contained in Dynegy’s filings with the SEC. In addition to the risks and
uncertainties set forth in Dynegy’s SEC filings, the forward-looking
statements described in this press release could be affected by, among
other things, (i) Dynegy may be unable to obtain regulatory approvals
required for the acquisition or required regulatory approvals may delay
the acquisition or result in the imposition of conditions that could
have a material adverse effect on Dynegy or cause Dynegy to abandon the
acquisition; (ii) conditions to the closing of the acquisition and the
related financings may not be satisfied; (iii) Dynegy may be unable to
achieve expected synergies or it may take longer than expected to
achieve such synergies; (iv) the acquisition may involve unexpected
costs or unexpected liabilities; (v) the industry may be subject to
future regulatory or legislative actions, including environmental, that
could adversely affect Dynegy; and (vi) Dynegy may be adversely affected
by other economic, business, and/or competitive factors. Any or all of
Dynegy’s forward-looking statements may turn out to be wrong. They can
be affected by inaccurate assumptions or by known or unknown risks,
uncertainties and other factors, many of which are beyond Dynegy’s
control.
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