30.09.2016, 17:48
Amendments to Procedure of Execution of deals on Stock Market
OREANDA-NEWS. Following a decision of Kazakhstan Stock Exchange (KASE) Board of Directors of August 31, 2016, amendments No. 4 to KASE internal document "Procedure of execution of deals on stock market according to scheme T+2" (Procedure) were approved, effective as of October 1, 2016.
Said amendments were made in order to control the failure to settle the deals on the stock market according to the settlement T+2 due to the expiration of a document certifying the identity of the KASE member client, and set forth the following:
- stock market trading participants who use the settlement T+2 must check the validity of the identity documents of their clients as of the settlement date of the transaction when submitting their clients' applications;
- on the basis of the information received from the Central Securities Depository, KASE blocks the possibility of T+2 transacting on the stock market by members of using KASE customers' trading accounts within 30 calendar days before the clients' identity documents expiry date through its trading system.
Said amendments were made in order to control the failure to settle the deals on the stock market according to the settlement T+2 due to the expiration of a document certifying the identity of the KASE member client, and set forth the following:
- stock market trading participants who use the settlement T+2 must check the validity of the identity documents of their clients as of the settlement date of the transaction when submitting their clients' applications;
- on the basis of the information received from the Central Securities Depository, KASE blocks the possibility of T+2 transacting on the stock market by members of using KASE customers' trading accounts within 30 calendar days before the clients' identity documents expiry date through its trading system.
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